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Understanding Compliance Statuses

Admin Only —How compliance statuses are determined and how Admins interpret and act on them.


Compliance & Status Reference (Enterprise Admin)

Audience:

Enterprise Admin

Required Permission:

Admin

Applies To:

All enterprise programs using compliance, onboarding, and monitoring within the Pruuvn® platform


Overview

The Pruuvn® platform uses multiple status indicators to reflect onboarding progress, compliance eligibility, document verification, and risk signals. These statuses update automatically based on provider submissions, third-party responses, and internal review processes.

This article documents the current known and active status definitions across the platform.


Onboarding Status Bar

Category Description

Tracks a provider’s progress through the network onboarding workflow.

Status Value
Meaning
Admin Action Required
100% – Complete
All required onboarding steps are completed
No
Any % < 100
Indicates progress through the configured onboarding workflow
No (monitor only)

W9 Status

Category Description

Tracks verification of provider tax and entity information.

Status
Meaning
Admin Action Required
Pending
Submitted to IRS for entity and TIN verification
No
Accepted
IRS successfully matched entity name and associated TIN
No
Rejected
IRS could not match entity name and TIN
Yes – provider correction required

Certificate of Insurance (COI) Status

Category Description

Reflects the verification state of the provider’s Certificate of Insurance.

Status
Meaning
Admin Action Required
No Certificate
No COI has been submitted
Monitor / Follow up
Expired
Previously valid COI is no longer active
Yes
Under Review
Under review by Pruuvn systems and/or CSR
No
Pending
Verification request sent to agency or agent
No
Valid
Agency or agent validated the certificate
No
Invalid
Agency or agent marked COI as expired or non-existent
Yes
Missing
COI previously existed but was removed from the system
Yes

Insurance Requirements Met

Category Description

Indicates whether all required insurance criteria are satisfied.

Status
Meaning
Admin Action Required
Yes
All insurance requirements met
None
No
One or more requirements not met
Yes
No Certificate
No insurance on file
Follow up

Network Status

Category Description

Indicates whether a provider is currently approved to operate within a specific network.

Status
Meaning
Admin Action Required
Active
Provider is allowed to work in the network
No
Inactive
Provider is not allowed to work in the network
Yes
Pending
Awaiting verification and/or admin approval
Possible

Document Acknowledgment

Category Description

Indicates whether a provider has reviewed and acknowledged all required documents associated with onboarding or compliance.

Status
Meaning
Admin Action Required
Yes
All required documents have been acknowledged
No
No
One or more required documents not acknowledged
Monitor / Follow up
N/A
Document acknowledgment not applicable
No

State Registration Status

Category Description

Indicates whether a provider’s business registration has been submitted and verified with the appropriate state authority.

Status
Meaning
Admin Action Required
Approved
Entity registration documents verified as legitimate
No
Pending
Under review by Pruuvn
No

USDOT Status

Category Description

Indicates whether a provider’s USDOT record is active and allows the entity to operate under applicable federal regulations.

Status
Meaning
Admin Action Required
Active
Entity allowed to operate per USDOT
No
Inactive
Entity not allowed to operate per USDOT
Yes

Background Check – Order Status

Category Description

Indicates the current processing state of a background check request, from initiation through completion.

Status
Meaning
Admin Action Required
Open
Background check order still in process
No
Closed
Background check order completed
No

Background Check – Review Status

Category Description

Indicates the outcome or review state of a completed background check and whether additional review is required.

Status
Meaning
Admin Action Required
Under Review
Screening still in process
No
Proceed
Screening clear, no issues found
No
Client Review Needed
Issue found that requires client review
Yes

Fraud Flag Indicators

Category Description

Indicates whether fraud-related internal notes exist on the provider record.

Indicator
Meaning
Admin Action Required
Green
No risk indicators identified
No
Yellow
Potential risk indicators detected
Yes – review recommended
Red
High-risk indicators detected
Yes – immediate action required

Important Notes

  • A provider may have multiple statuses simultaneously
  • Statuses update automatically based on system events and third-party responses
  • Enterprise Admins determine enforcement actions tied to each status

How to Extend This Article

As new statuses are introduced, add them under the appropriate section:

  • Onboarding
  • Documents & Credentials
  • Network Participation
  • Regulatory
  • Screening & Risk

Related Articles

  • Service Provider Companies – Network Overview
  • Understanding Compliance Statuses
  • Monitoring & Alerts
  • Document & Credential Oversight

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